SEC Filing Analysis: Ballew Advisors, Inc. (13F-HR)

Executive Summary

• Trading Significance: Low
• Key Takeaway: Ballew Advisors, Inc. has filed its quarterly Form 13F-HR, reporting $179.16 million in assets under management across 122 positions as of September 30, 2025.
• Portfolio Composition: The portfolio shows a strong preference for exchange-traded funds (ETFs), particularly those tracking major U.S. indices, alongside positions in precious metals and individual large-cap stocks.

Filer Information

Field	Value
Company	Ballew Advisors, Inc
CIK	0001729096
Total AUM	$179,155,296
Number of Holdings	122

Filing Details

Field	Value
Form Type	13F-HR
Period of Report	2025-09-30
Filing Date	2025-10-15
Accession Number	0001580642-25-006581

Top 10 Holdings Analysis

This table highlights the ten largest positions by market value, which collectively represent a significant portion of the total portfolio.

Issuer	Title of Class	Value (USD)	Shares
ISHARES TR	CORE S&P500 ETF	$34,782,924	52,267
CAPITAL GROUP GROWTH ETF	SHS CREATION UNI	$12,815,411	292,389
SSGA ACTIVE ETF TR	SPDR TR TACTIC	$7,964,905	195,842
ISHARES TR	CORE S&P SCP ETF	$6,662,840	56,298
GLOBAL X FDS	GLOBAL X SILVER	$5,148,053	68,513
ISHARES TR	7-10 YR TRSY BD	$4,989,998	51,332
ISHARES TR	20 YR TR BD ETF	$4,748,650	52,263
GALLAGHER ARTHUR J & CO	COM	$4,560,236	15,014
ISHARES TR	RUS MD CP GR ETF	$3,054,578	21,428
FIRST TR EXCHANGE TRADED FD	NASD TECH DIV	$3,044,778	30,796

Investment Insights

Portfolio Strategy

The portfolio composition suggests a strategy centered around diversified, low-cost index investing, supplemented by tactical positions. The top holdings are dominated by broad market ETFs (S&P 500, Small-Cap) and fixed income ETFs (Treasury Bonds), indicating a core asset allocation approach.

Thematic & Sector Bets

• Precious Metals: Significant holdings in silver and gold-related ETFs (e.g., GLOBAL X SILVER, ISHARES SILVER TR, ISHARES GOLD TR) suggest a hedge against inflation or a bullish view on the metals.
• Technology: While the core is index-based, there are notable individual tech holdings like NVIDIA ($1.68M), Microsoft ($1.48M), and Apple ($2.15M), along with tech-focused ETFs.
• Bitcoin Exposure: The portfolio includes modest positions in spot Bitcoin ETFs, including iShares Bitcoin Trust ($610k) and Bitwise Bitcoin ETF ($368k), indicating an allocation to digital assets.

Key Takeaways

1. ETF Dominance: The vast majority of the portfolio's value is in ETFs, reflecting a strategy focused on diversification and market tracking rather than concentrated single-stock picking.
2. Balanced Allocation: The presence of equity, fixed income, and alternative assets (precious metals, Bitcoin) points to a balanced, multi-asset class strategy.
3. Low Impact Filing: As a standard quarterly report from a mid-sized advisor, this filing is primarily for transparency and is unlikely to have a significant direct impact on the prices of the underlying securities. It is more useful for observing institutional trends in aggregate.

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IMPORTANT DISCLAIMER: This analysis is for informational purposes only and is not intended as investment advice. The information presented is based on publicly available SEC filings and should not be construed as a recommendation to buy, sell, or hold any securities. Past performance does not guarantee future results. All investments carry risk, including the potential loss of principal. Please consult with a qualified financial advisor before making any investment decisions.

Analysis generated on 2025-10-15 | Data source: SEC EDGAR