Goldman Sachs EVP John F.W. Rogers Settles Performance Award with Tax Withholding
GOLDMAN SACHS GROUP INC
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Filing Summary
{
"title": "Goldman Sachs Group Inc (GS) - Form 4 Transaction",
"color": 3447003,
"fields": [
{
"name": "Insider",
"value": "John F.W. Rogers (Executive Vice President)",
"inline": true
},
{
"name": "Transaction Type",
"value": "Tax Withholding (Code F)",
"inline": true
},
{
"name": "Shares Withheld",
"value": "18,562 @ $891.30",
"inline": true
},
{
"name": "Withholding Value",
"value": "$16,544,310.60",
"inline": true
},
{
"name": "Direct Ownership After",
"value": "67,888 shares",
"inline": true
},
{
"name": "Significance",
"value": "Low (Routine vesting & tax withholding)",
"inline": true
}
]
}
Comprehensive Analysis
Executive Summary
On October 23, 2026, John F.W. Rogers, Executive Vice President of Goldman Sachs Group Inc (NYSE: GS), acquired 36,633 shares of common stock upon the settlement of performance-based restricted stock units (Shareholder Value Creation Award originally granted in January 2022). Concurrently, 18,562 shares were withheld at $891.30 per share to satisfy tax withholding obligations, totaling approximately $16.54 million. Following these transactions, Mr. Rogers directly holds 67,888 shares of Goldman Sachs common stock.
Transaction Details
- Award Delivery (Code M): 36,633 shares delivered without cash consideration following 150% maximum achievement of performance targets. Delivered shares are subject to transfer restrictions until October 2027.
- Tax Withholding (Code F): 18,562 shares disposed at a market price of $891.30 per share ($16,544,310.60 total value) to satisfy tax liabilities.
- Post-Transaction Holdings:
- Direct: 67,888 shares
- Indirect: 9,428 shares held by spouse
- Indirect: 38,165 shares held via trust
Significance
The filing represents standard equity award settlement and tax withholding rather than discretionary open-market buying or selling. Because the disposition was purely to cover withholding taxes and the underlying shares cannot be transferred until October 2027, this filing carries low trading significance.
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Important Disclaimer
This content is drawn from public SEC filings and may contain errors. It is for informational purposes only and is not investment, legal, or tax advice.
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