CME Group Senior Managing Director Awarded Restricted Stock with Related Tax Withholdings
CME GROUP INC.
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Filing Summary
**CME GROUP INC. ($CME) - Form 4 Filing**
**Insider:** Derek Sammann (Sr MD Gl Hd Commodities Mkts)
**Filing Date:** 2026-09-17 | **Transaction Date:** 2026-09-15
**Key Transactions:**
- **Grant (Code A):** 2,864 shares of Class A Common Stock acquired at $275.09 ($787,857.76 total value)
- **Tax Withholdings (Code F):** 1,413 shares surrendered across multiple tranches on Sept 15–16 ($272.46 - $275.09)
- **Trust Transfer (Code J):** 4,629 shares transferred to revocable living trust on 2026-05-25 (Rule 16a-13 exempt)
**Beneficial Ownership After Transactions:**
- Direct: 10,134 shares
- Indirect (Trust): 15,657 shares
- Indirect (Spouse): 7,022 shares
**Significance:** Low (Routine equity compensation grant and tax withholding)
Comprehensive Analysis
Executive Summary
On September 17, 2026, CME Group Inc. ($CME) filed a Form 4 for Derek Sammann, Senior Managing Director, Global Head of Commodities Markets. The filing reports the grant of 2,864 restricted shares of Class A Common Stock under the CME Group Omnibus Stock Plan, corresponding tax withholding surrenders, and a previously executed intra-family trust transfer.
Transaction Details
- Restricted Stock Award: On September 15, 2026, Mr. Sammann was awarded 2,864 shares of Class A Common Stock at a stated price of $275.09 per share (grant value of approximately $787,858). The award vests in four equal annual installments subject to continued service.
- Tax Withholding Dispositions:
- September 15, 2026: Surrendered 373, 361, and 320 shares at $275.09 per share to satisfy tax obligations upon vesting of prior restricted stock awards.
- September 16, 2026: Surrendered 359 shares at $272.46 per share for tax withholding.
- Exempt Transfer: The filing also reported a transaction from May 25, 2026, transferring 4,629 shares from direct ownership to Mr. Sammann's revocable living trust, exempt under Rule 16a-13.
Post-Transaction Holdings
Following these reported transactions, Mr. Sammann's beneficial ownership stands at:
- Direct Ownership: 10,134 shares of Class A Common Stock.
- Indirect Ownership (by Trust): 15,657 shares.
- Indirect Ownership (by Spouse): 7,022 shares.
Trading Significance
This filing represents routine compensatory equity awards, automated tax withholdings, and an exempt change in the form of beneficial ownership. Because no open-market purchases or discretionary open-market sales occurred, market significance is evaluated as Low.
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Important Disclaimer
This content is drawn from public SEC filings and may contain errors. It is for informational purposes only and is not investment, legal, or tax advice.
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