Roku Director Neil D. Hunt Exercises Options and Sells $312.6K in Stock Under 10b5-1 Plan
ROKU, INC
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Filing Summary
📊 Insider Transaction Report: ROKU, INC ($ROKU) Insider: Neil D. Hunt (Director) Date: September 1, 2026 Transaction: Option Exercise & Sale (Rule 10b5-1)
- Shares Sold: 2,000 Class A Common Stock
- Average Price: ~$156.30 ($156.05 - $156.92)
- Total Sale Proceeds: $312,605.47
- Post-Transaction Holdings: 9,629 Class A shares
Note: Transactions included exercising 4,000 options at $8.82 into Class B stock, converting 2,000 Class B shares to Class A, and selling pursuant to a pre-arranged 10b5-1 plan.
Comprehensive Analysis
Executive Summary
On September 1, 2026, Neil D. Hunt, a Director at Roku, Inc. ($ROKU), executed an option exercise and subsequent sale of 2,000 shares of Class A Common Stock. The sales were conducted pursuant to a pre-arranged Rule 10b5-1 trading plan for total gross proceeds of approximately $312,605.47.
Transaction Breakdown
- Option Exercise: Exercised stock options for 4,000 shares of Class B Common Stock at an exercise price of $8.82 per share.
- Conversion: Converted 2,000 shares of Class B Common Stock into 2,000 shares of Class A Common Stock on a 1-for-1 basis.
- Open Market Sales:
- Sold 1,419 shares of Class A Common Stock at a weighted average price of $156.05 per share (ranging from $155.53 to $156.49).
- Sold 581 shares of Class A Common Stock at a weighted average price of $156.92 per share (ranging from $156.57 to $157.46).
Post-Transaction Holdings
- Class A Common Stock (Direct): 9,629 shares
- Class B Common Stock (Direct): 22,000 shares
- Stock Options (Direct): 39,333 options remaining
Market & Governance Context
Because the sales were executed under an established Rule 10b5-1 trading plan following an option exercise and represent a modest dollar volume relative to the company's capitalization, this activity carries low trading significance.
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