SoFi Technologies General Counsel Settles RSUs & Covers Taxes
SoFi Technologies, Inc.
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Filing Summary
Form 4 Alert: SoFi Technologies, Inc. ($SOFI) Insider: Lavet Robert S (General Counsel) Transaction Date: September 14–15, 2026
• Acquired (RSU Settlement): 36,057 shares @ $0.00 • Disposed (Tax Withholding): 14,414 shares @ $17.279 ($249,059.51) • Ending Direct Ownership: 109,843 shares
Routine RSU vesting event with standard tax withholding disposition.
Comprehensive Analysis
Executive Summary
On September 16, 2026, Robert S. Lavet, General Counsel of SoFi Technologies, Inc. ($SOFI), filed a Form 4 reporting the settlement of restricted stock units (RSUs) and associated share withholdings for tax obligations.
Transaction Details
- Date of Transactions: September 14, 2026 – September 15, 2026
- Derivative Conversion (Code M): On September 14, 2026, 36,057 RSUs vested and were converted into 36,057 shares of Common Stock at $0.00 per share.
- Tax Withholding (Code F): On September 15, 2026, 14,414 shares were withheld/sold at a price of $17.279 per share (aggregate value of ~$249,059.51) to satisfy mandatory tax withholding obligations.
- Net Share Change: Lavet's direct beneficial ownership increased on net by 21,643 shares to a total of 109,843 shares of Common Stock. He also continues to hold 36,058 RSUs.
Market & Governance Context
This filing reflects routine equity compensation activity. Because the share disposition was executed solely to cover required statutory tax withholdings upon vesting rather than an open-market discretionary sale, it presents Low trading significance.
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