Broadridge Financial Solutions Director Receives Dividend-Equivalent Deferred Stock Units

Insider Filing Analysis

Overview: On October 6, 2026, Broadridge Financial Solutions, Inc. ($BR) filed a Form 4 detailing equity awards granted to Director Amit Zavery on October 5, 2026.

Transaction Details:

• Security: Common Stock (Deferred Stock Units)
• Transactions:
  • Acquisition of 34 Deferred Stock Units (DCUs) at $0.00 per share.
  • Acquisition of 27 Deferred Stock Units at $0.00 per share.
  • Total shares acquired: 61 shares.
• Post-Transaction Holdings: 9,252 shares held directly.

Context & Nature of Transaction: The reported transactions represent the crediting of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on common stock underlying previously issued Deferred Stock Units. These units vest immediately and settle into shares of common stock upon separation from service.

Significance: Low. This was a routine, non-discretionary issuance resulting from dividend equivalents credited to existing deferred stock unit balances rather than open-market buying or selling.