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Broadridge Financial Solutions Director Receives Dividend Equivalent Units

Low SignificanceOctober 6, 2026 at 3:40:18 PM UTC

BROADRIDGE FINANCIAL SOLUTIONS, INC.

$BR4CIK: 0001383312

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Filing Summary

📊 Insider Transaction Report Issuer: BROADRIDGE FINANCIAL SOLUTIONS, INC. ($BR) Insider: Annette L. Nazareth (Director) Type: Acquisition (Award/Dividend Equivalents) Shares Transacted: 40 shares Price: $0.00 Value: $0.00 Shares Owned After: 9,834 shares Date: October 5, 2026 Significance: Low

Comprehensive Analysis

Executive Summary

On October 6, 2026, Broadridge Financial Solutions, Inc. ($BR) filed a Form 4 report on behalf of Director Annette L. Nazareth. The filing reports the acquisition of 40 additional Deferred Stock Units (DSUs) on October 5, 2026, via two transactions (22 shares and 18 shares) credited at $0.00 per share.

Transaction Details

  • Security: Common Stock (Deferred Stock Units)
  • Transaction Code: 'A' (Grant or award)
  • Shares Acquired: 40 total (22 and 18 shares)
  • Price per Share: $0.00
  • Total Consideration: $0.00
  • Post-Transaction Holdings: 9,834 direct shares/units

Context & Significance

According to the footnotes, the reported transactions represent dividend equivalent units awarded under Broadridge's 2018 Omnibus Award Plan in connection with the company's regular quarterly dividend payment on previously granted Deferred Stock Units. These units vest immediately and settle upon the director's separation from service. Given the routine, mechanical nature of dividend reinvestments and the minimal share count, this filing carries Low trading significance.

Topics:#BR#Broadridge#InsiderTrading#SEC#Form4

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