Broadridge Financial Director Receives Routine Dividend Equivalent Shares
BROADRIDGE FINANCIAL SOLUTIONS, INC.
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Filing Summary
š **Form 4 Filing: Broadridge Financial Solutions, Inc. ($BR)**
š¤ **Insider:** Robert N. Duelks (Director)
š
**Transaction Date:** October 5, 2026
š **Transaction Summary:**
ā¢ **Type:** Grant / Dividend Equivalent (Code A)
ā¢ **Shares:** 146 Common Stock (DSUs)
ā¢ **Price:** $0.00
ā¢ **Value:** $0.00
ā¢ **Post-Transaction Direct Ownership:** 21,231 shares
ā¢ **Indirect Ownership:** 30,074 shares (via trusts & LLC)
š” **Significance:** Low. Routine crediting of Deferred Stock Units resulting from quarterly dividend reinvestment under the 2018 Omnibus Award Plan.
Comprehensive Analysis
Executive Summary
On October 6, 2026, Broadridge Financial Solutions, Inc. ($BR) filed a Form 4 on behalf of Director Robert N. Duelks. The filing details the acquisition of 146 shares of Common Stock in the form of Deferred Stock Units (DSUs) on October 5, 2026, at an effective price of $0.00 per share.
Transaction Details
- Security: Common Stock (Deferred Stock Units)
- Transaction Code:
A(Grant, award, or other acquisition under an employee/director plan) - Shares Acquired: 146 shares
- Price per Share: $0.00
- Direct Beneficial Ownership Post-Transaction: 21,231 shares
- Indirect Beneficial Ownership:
- BOMAR II LLC: 4,474 shares
- Mary E. Duelks 2020 Irrevocable Trust: 17,000 shares
- Robert N. Duelks 2007 Revocable Trust: 8,600 shares
Key Footnote Insights
Footnote 1 indicates that the transaction represents an award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan resulting from regular quarterly dividend payments on previously held DSUs. These units vest immediately upon grant and settle into common stock upon separation from service as a director.
Market & Trading Assessment
- Significance: Low
- Context: This is an automated, routine non-market transaction reflecting dividend equivalent accruals rather than a discretionary open-market purchase or sale. It has no bearing on company fundamentals or insider sentiment.
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Important Disclaimer
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