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Broadridge Financial Solutions CFO Reports RSU Vesting and Tax Share Withholding

Low SignificanceOctober 5, 2026 at 6:06:15 PM EDT

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Filing Summary

šŸ“Š Form 4 Filing Summary for Broadridge Financial Solutions, Inc. ($BR) • Insider: Ghei Ashima (CFO) • Date: 2026-10-01 • Activity: RSU Conversion & Tax Withholding • Shares Acquired: 406 (RSU conversion at $0.00) • Shares Withheld for Taxes: 315 @ $161.15 (~$50,762.25) • Ending Beneficial Ownership: 6,118 shares (Direct) • Significance: Low (Routine equity vesting and tax withholding)

Comprehensive Analysis

Executive Summary

On October 5, 2026, Broadridge Financial Solutions, Inc. ($BR) filed a Form 4 for Chief Financial Officer Ashima Ghei. The filing covers transactions executed on October 1, 2026, involving the vesting of Restricted Stock Units (RSUs) and associated share withholdings for tax liabilities.

Transaction Breakdown

  1. RSU Vesting / Conversion (Code M):
    • Shares Acquired: 406 shares of Common Stock at $0.00 per share.
  2. Tax Withholdings (Code F):
    • Transaction 1: 147 shares withheld at $161.15 per share (~$23,689.05) to cover tax obligations relating to the vesting of 406 RSUs.
    • Transaction 2: 168 shares withheld at $161.15 per share (~$27,073.20) to cover tax obligations relating to the vesting of 466 performance-based RSUs.
    • Total Disposed for Taxes: 315 shares (~$50,762.25 total value).

Ownership Impact

Following these transactions, Ashima Ghei directly holds 6,118 shares of Broadridge Financial Solutions Common Stock.

Market & Trading Significance

The trading significance of this filing is categorized as Low. These transactions are non-discretionary, routine equity award vestings and tax withholding dispositions rather than open-market purchases or sales.

Topics:#BR#Broadridge#Form4#InsiderTrading#SEC

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