Broadridge Director Patricia Ann Mosconi Receives 180 Deferred Stock Units
BROADRIDGE FINANCIAL SOLUTIONS, INC.
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Filing Summary
š SEC Form 4 Alert: Broadridge Financial Solutions, Inc. (BR)
š¤ Insider: Mosconi Patricia Ann (Director)
š
Filing Date: 2026-09-28 | Transaction Date: 2026-09-24
š¹ Transaction: Grant / Award (Code: A)
š¹ Shares: 180 @ $0.00
š¹ Value: $0.00
š¹ Post-Transaction Holdings: 821 shares (Direct)
ā¹ļø Note: Award of Deferred Stock Units in lieu of cash director compensation under the Director Deferred Compensation Program.
Comprehensive Analysis
Overview
On September 28, 2026, Broadridge Financial Solutions, Inc. (NYSE: BR) filed a Form 4 reporting an acquisition of equity by Director Patricia Ann Mosconi.
Transaction Details
- Date of Transaction: September 24, 2026
- Security: Common Stock (Deferred Stock Units)
- Shares Acquired: 180 shares
- Price per Share: $0.00
- Transaction Code:
A(Award / Grant) - Post-Transaction Beneficial Ownership: 821 shares directly held
Analysis & Footnote Context
According to Footnote (1), this transaction represents a grant of Deferred Stock Units (DSUs) under Broadridge's 2018 Omnibus Award Plan resulting from the director's deferral of cash compensation under the Director Deferred Compensation Program. The DSUs vest fully upon grant and will settle in shares of common stock upon the director's separation from service.
Trading Significance
This transaction is evaluated as Low Significance. The transaction is part of standard director equity compensation / cash retainer deferral, rather than an open-market purchase or sale.
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Important Disclaimer
This content is drawn from public SEC filings and may contain errors. It is for informational purposes only and is not investment, legal, or tax advice.
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