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AXIA Energia S.A. EVP Exercises Stock Options for 35,177 Common Shares

Low SignificanceNovember 3, 2026 at 8:36:08 PM EST

AXIA Energia S.A.

$AXICY4CIK: 0001439124

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Filing Summary

AXIA Energia S.A. ($AXIA3) Form 4 Filing Insider: de Carvalho Dantas Juliano (Executive Vice President of Innovation, R&D, Digital and IT) Transaction: Option Exercise (Code M) Details: Acquired 35,177 Common Shares via option exercise at R$57.08 per share. Total Value: R$2,007,903.16 Shares Owned After: 35,177 Filing Date: 2026-11-04

Comprehensive Analysis

Executive Summary

On October 30, 2026, Juliano de Carvalho Dantas, Executive Vice President of Innovation, R&D, Digital and IT at AXIA Energia S.A., exercised stock options to acquire 35,177 Common Shares at an exercise price of R$57.08 per share. Following this transaction, the reporting person directly owns 35,177 Common Shares.

Transaction Details

  • Security: Common Shares
  • Transaction Code: M (Exercise or conversion of derivative security exempted pursuant to Rule 16b-3)
  • Shares Acquired: 35,177
  • Exercise Price: R$57.08 per share (subject to 5% per annum interest accrual and adjustments)
  • Aggregate Consideration: R$2,007,903.16
  • Direct Ownership Post-Transaction: 35,177 common shares
  • Derivative Holdings: 581,088 stock options remain under this specific award tranche, alongside an additional holding of 203,364 stock options exercisable at R$42.00.

Strategic Context & Lock-up

Footnote disclosures indicate that upon exercise, shares are subject to a 180-calendar-day lock-up period prohibiting sale or transfer. Because this transaction represents a standard option exercise rather than an open-market discretionary trade, it carries low overall market significance.

Topics:#AXIAEnergia#AXIA3#Form4#InsiderTrading#StockOptions

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