Cboe Global Markets COO Reports Initial Holdings of ~6K RSUs
Cboe Global Markets, Inc.
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Filing Summary
Cboe Global Markets COO Reports Initial Holdings of ~6K RSUs
Company: Cboe Global Markets, Inc. (CBOE) Form: 3 (Initial Statement) | Filed: 2026-03-12 Significance: Low
Insider: SCOTT L JOHNSTON Title: EVP, COO | Relationship: Officer
Holdings Reported: • Type: Initial Reporting (Holdings) • Security: Restricted Stock Units • Shares Held: 5,912 • Vesting: Installments beginning 2027 and 2029
Key Insight: Initial statement of beneficial ownership for the EVP/COO, disclosing unvested RSU positions. No open market trading activity occurred.
Market Context: CBOE is a $31.53B market cap exchange operator. These holdings represent ~0.005% of shares outstanding.
Comprehensive Analysis
SEC Filing Analysis: Cboe Global Markets, Inc. (CBOE)
Executive Summary
- Trading Significance: Low
- Key Takeaway: EVP/COO Scott Johnston files initial statement of beneficial ownership (Form 3) disclosing existing RSU grants.
- Market Impact: Neutral - This is a regulatory disclosure of existing compensation, not a new market transaction.
Company Information
| Field | Value |
|---|---|
| Company | Cboe Global Markets, Inc. |
| Ticker Symbol | CBOE |
| CIK | 0001374310 |
| Industry | Security & Commodity Brokers |
Insider Information
| Field | Value |
|---|---|
| Name | SCOTT L JOHNSTON |
| CIK | 0001212828 |
| Title/Position | EVP, COO |
| Relationship | Officer |
Transaction Details
| Field | Value |
|---|---|
| Form Type | 3 (Initial Statement) |
| Event Date | 2026-03-07 |
| Transaction Code | None (Initial Holding) |
| Security Type | Restricted Stock Units |
| Shares Reported | 5,912 |
| Price Per Share | $0.00 (Grant/Holding) |
| Total Value | N/A (Holdings Report) |
| Shares Owned After | 5,912 |
| Ownership Type | Direct |
Financial Impact Assessment
Transaction Materiality
| Metric | Value |
|---|---|
| Implied Holding Value | ~$1.78 Million (Est. @ ~$301/share) |
| % of Market Cap | ~0.005% |
| Shares Reported | 5,912 |
| % of Shares Outstanding | 0.0056% |
| Materiality Assessment | Low |
Impact Evaluation
- Market Cap Context: Cboe is a Large Cap company ($31.53B). The disclosed holdings are negligible relative to the total capitalization.
- Ownership Concentration: The insider's reported holdings represent a fraction of 1% of the 104.67M shares outstanding.
- Dilution Impact: These RSUs are already accounted for in the company's equity compensation plans and do not represent new dilution.
- Transaction Significance: Routine compliance filing for an officer establishing their initial ownership baseline with the SEC.
Market Impact Analysis
Stock Impact Prediction
- Direction: Neutral
- Reasoning: Form 3 filings are administrative requirements for insiders to disclose initial holdings. This filing shows unvested compensation (RSUs) and does not indicate active buying or selling sentiment.
Volume & Sentiment
- Expected Volume Impact: None.
- Sentiment Indicator: Neutral.
Additional Context
Transaction Notes
- Vesting Schedule: The reported RSUs vest in installments beginning Feb 19, 2027 (4,164 shares) and Feb 19, 2029 (1,748 shares).
- Nature of Filing: A Form 3 must be filed within 10 days of becoming an officer, director, or 10% shareholder. It establishes the baseline for future Form 4 filings.
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Important Disclaimer
This content is drawn from public SEC filings and may contain errors. It is for informational purposes only and is not investment, legal, or tax advice.
Nothing here is a recommendation to buy, sell, or hold any security. Do your own due diligence.