BNY Mellon Chairman & CEO Robin Vince Sells $7.39M in Common Stock

Insider Disposition Summary: Bank of New York Mellon Corp ($BNY)

Transaction Overview

On October 26 and October 27, 2026, Robin A. Vince, Chairman & Chief Executive Officer of Bank of New York Mellon Corp, executed open-market sales of company Common Stock totaling 50,000 shares across two tranches:

• October 26, 2026: Sold 40,620 shares at a weighted average price of $147.8113 (ranging from $147.7500 to $147.9500), generating proceeds of ~$6,004,095.
• October 27, 2026: Sold 9,380 shares at a weighted average price of $147.8206 (ranging from $147.2250 to $148.2050), generating proceeds of ~$1,386,557.

In aggregate, the sales grossed approximately $7.39 million at a volume-weighted average price of $147.81 per share.

Key Observations

• Pre- vs. Post-Transaction Ownership: Prior to these transactions, Mr. Vince held 625,794.01 direct shares. Following the disposition of 50,000 shares, direct ownership declined by approximately 8.0% to 575,794.01 shares. He also maintains indirect beneficial ownership of 24,833 shares through a family trust.
• Rule 10b5-1 Check: The Form 4 indicates that the transactions were not conducted pursuant to a Rule 10b5-1 pre-scheduled trading plan (aff10b5One is marked false).
• Market Impact & Significance: Open-market sales of this magnitude by a sitting Chairman & CEO without a designated 10b5-1 plan are classified as high significance due to the senior executive role and the transaction size, although Mr. Vince still retains substantial equity exposure exceeding $85 million in total direct and indirect shares.