Nomura Holdings CHRO & CHO Yukiko Ozaki Acquires Plan Shares
NOMURA HOLDINGS INC
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Filing Summary
Nomura Holdings, Inc. (NMR) - Form 4 Filing
Insider: Ozaki Yukiko | Title: CHRO and CHO
Transaction: Acquisition (Plan Allocation)
Shares: 6.936 @ $9.20 ($63.81 total)
Ownership: 87.724 indirect (Officers' Stock Ownership Plan); 21,019 direct
Significance: Low (Routine stock ownership plan contribution)
Comprehensive Analysis
Nomura Holdings Inc. (NMR) Form 4 Summary
Insider: Ozaki Yukiko
Title: CHRO (Chief Human Resources Officer) and CHO (Chief Health Officer)
Transaction Date: October 23, 2026
Filing Date: October 27, 2026
Transaction Overview
- Security: Common Stock
- Transaction Code: A (Acquisition under plan)
- Shares Acquired: 6.936 shares
- Price Per Share: $9.20 (converted from Japanese Yen at JPY 156.51 = US$1)
- Total Transaction Value: ~$63.81
- Ownership Nature: Indirect (Held in officers' stock ownership plan)
Post-Transaction Holdings
- Indirect Holdings (Plan): 87.724 shares
- Direct Holdings: 21,019 shares
Analysis
This transaction represents a routine small-dollar share allocation under Nomura's officers' stock ownership plan. Given the negligible transaction size ($63.81) and routine scheduled nature of employee/officer stock purchase plans, this filing carries Low trading significance and provides no directional signal for market participants.
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Important Disclaimer
This content is drawn from public SEC filings and may contain errors. It is for informational purposes only and is not investment, legal, or tax advice.
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