Alibaba Group CEO Eddie Wu Acquires 41,334 Ordinary Shares via RSU Vesting

Executive Summary

On October 1, 2026, Eddie Yongming Wu, Chief Executive Officer and Director of Alibaba Group Holding Ltd ($BABA), acquired a total of 41,334 ordinary shares via the vesting and settlement of restricted share units (RSUs). The transactions were reported on Form 4 filed with the SEC on October 5, 2026.

Transaction Details

• Security: Ordinary Shares
• Transaction Code: M (Exercise or conversion of derivative security)
• Shares Acquired:
  • 13,334 ordinary shares from a grant vesting in 24 equal quarterly installments starting July 1, 2025.
  • 28,000 ordinary shares from a grant vesting in 16 equal quarterly installments starting July 1, 2026.
• Transaction Price: $0.00 (settlement of vested equity awards)
• Direct Ownership After Transactions: 1,725,752 ordinary shares
• Indirect Holdings:
  • 108,000 ordinary shares held indirectly by spouse
  • 12,320,000 ordinary shares held indirectly by trust

Market and Trading Assessment

This filing represents scheduled quarterly vesting events under existing executive equity compensation plans. Because no shares were sold in the open market or transacted via discretionary purchases, the trading significance of this filing is Low.