Nomura Holdings CIO Akio Hori Acquires Shares via Stock Ownership Plan
NOMURA HOLDINGS INC
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Filing Summary
### Form 4 Filing: Nomura Holdings Inc (NMR)
**Insider:** Hori Akio (CIO)
**Transaction:** Acquisition (Code A)
**Shares Transacted:** 61.759 @ $9.97
**Total Value:** ~$615.74
**Ownership After:** 79.165 indirect shares (Stock Ownership Plan) + 60,282 direct shares
**Significance:** Low (Routine stock ownership plan acquisition)
Comprehensive Analysis
Executive Summary
On September 28, 2026, Nomura Holdings Inc (NYSE: NMR) filed a Form 4 on behalf of Akio Hori, Chief Information Officer (CIO). The report details an indirect acquisition of 61.759 shares of Common Stock on September 25, 2026, at an effective price of $9.97 per share (converted from Japanese Yen at JPY 158.78 per USD).
Transaction Details
- Insider: Akio Hori
- Role: Chief Information Officer (CIO)
- Transaction Code: A (Grant, award, or other acquisition)
- Shares Acquired: 61.759
- Price Per Share: $9.97
- Total Consideration: ~$615.74
- Ownership Nature: Indirect (Held in officers' stock ownership plan)
- Post-Transaction Holdings:
- 79.165 shares held indirectly through the officers' stock ownership plan.
- 60,282 shares held directly (incorporating a routine transfer of 200 shares from the plan to a brokerage account with no net change in total beneficial ownership).
Investment & Trading Significance
This transaction represents a routine allocation under Nomura's officers' stock ownership plan. Given the negligible transaction value (~$616) relative to the insider's aggregate holdings (>60,000 shares) and the automated nature of stock purchase plans, this filing carries Low trading significance and does not signal a directional sentiment shift by management.
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Important Disclaimer
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