Nomura Holdings CHRO/CHO Yukiko Ozaki Acquires Shares via Stock Ownership Plan

Nomura Holdings Inc ($NMR) Form 4 Filing Analysis

Overview On September 28, 2026, Nomura Holdings Inc (NYSE: NMR) filed a Form 4 detailing an acquisition of common stock by Yukiko Ozaki, who serves as the company's Chief Human Resources Officer (CHRO) and Chief Health Officer (CHO).

Transaction Details

• Date of Transaction: September 25, 2026
• Transaction Code: A (Grant, award, or other acquisition)
• Shares Acquired: 6.175 shares
• Price per Share: $9.97 (converted from Japanese Yen at JPY 158.78 = US$1)
• Total Value: ~$61.56
• Nature of Ownership: Indirect, held through the officers' stock ownership plan

Holdings Breakdown

• Indirect Holdings: 80.788 shares post-transaction in the officers' stock ownership plan.
• Direct Holdings: 21,019 shares directly held following an earlier transfer of 100 shares from the plan to a personal brokerage account.

Significance The transaction represents a routine, low-volume periodic acquisition under an officer stock ownership plan and carries low informational or market significance.