ConocoPhillips Senior VP Khoa M. Dao Files Initial Form 3 Statement of Holdings

Executive Summary

On September 8, 2026, ConocoPhillips ($COP) filed an initial Form 3 for Khoa M. Dao, who serves as Senior Vice President, marking the event date as September 1, 2026.

Holdings Breakdown

Mr. Dao reported holding direct derivative beneficial ownership across three tranches of Stock Units convertible on a 1-for-1 basis into ConocoPhillips common stock:

• 2,671.488 Stock Units
• 3,847.998 Stock Units
• 3,876.717 Stock Units
• Total Derivative Holdings: 10,396.203 Stock Units

Vesting & Terms

• The stock unit grants settle three years from their respective grant dates, subject to early settlement provisions upon qualified retirement (attainment of age 55 with five years of service), layoff, death, disability, or a change of control.
• No direct common stock shares or open-market transactions were reported in Table I.

Market Impact & Significance

This filing represents standard initial disclosure under Section 16(a) following an insider assumption of reporting status. Because this reflects existing compensation grants rather than open-market buying or selling activity, it is evaluated with Low trading significance.