Stifel Financial CFO Gifts 395 Shares of Common Stock
STIFEL FINANCIAL CORP
Subscribe to track SF
Premium users can add ticker alerts and receive realtime notification updates.
Filing Summary
Stifel Financial CFO Gifts 395 Shares of Common Stock
Company: STIFEL FINANCIAL CORP (SF) Form: 4 | Filed: 2025/12/19 Significance: Low
Insider: Marischen James M Title: Chief Financial Officer | Relationship: Officer
Transaction: • Type: Gift (Disposition) • Shares: 395 • Price: $0.00 • Value: $0 • Owned After: 63,451
Key Insight: The CFO made a small gift of shares, a non-market transaction with negligible impact on ownership or market sentiment.
Market Context: This is a routine personal financial management activity for the executive, representing a tiny fraction of the company's outstanding shares.
Comprehensive Analysis
SEC Filing Analysis: STIFEL FINANCIAL CORP (SF)
Executive Summary
- Trading Significance: Low
- Key Takeaway: The Chief Financial Officer, James M. Marischen, disposed of 395 shares as a gift, a non-market transaction with zero monetary value.
- Market Impact: This transaction is considered immaterial and is not expected to have any impact on the stock price or trading volume.
Company Information
| Field | Value |
|---|---|
| Company | STIFEL FINANCIAL CORP |
| Ticker Symbol | SF |
| CIK | 0000720672 |
| Industry | Security Brokers, Dealers & Flotation Companies |
Insider Information
| Field | Value |
|---|---|
| Name | Marischen James M |
| CIK | 0001638499 |
| Title/Position | Chief Financial Officer |
| Relationship | Officer |
Transaction Details
| Field | Value |
|---|---|
| Form Type | 4 |
| Transaction Date | 2025-12-18 |
| Transaction Code | G (Gift) |
| Security Type | Common Stock |
| Shares Involved | 395 |
| Price Per Share | $0.00 |
| Total Value | $0 |
| Shares Owned After | 63,451 |
| Ownership Type | Direct |
Financial Impact Assessment
Transaction Materiality
| Metric | Value |
|---|---|
| Transaction Value | $0 |
| % of Market Cap | 0.00% |
| Shares Transacted | 395 |
| % of Shares Outstanding | 0.0004% |
| Post-Transaction Ownership | 63,451 shares (0.062% of outstanding) |
| Materiality Assessment | Low |
Impact Evaluation
- Market Cap Context: With a market capitalization of $12.30 billion, this zero-value transaction is financially insignificant.
- Ownership Concentration: The CFO's ownership stake remains minimal at approximately 0.062% of shares outstanding. The gift represents a negligible change in this holding.
- Transaction Significance: The transaction is immaterial, representing less than 0.001% of the company's shares outstanding.
Market Impact Analysis
Stock Impact Prediction
- Direction: Neutral
- Reasoning: The transaction was a gift (non-market), had a total value of $0, and involved an insignificant number of shares. It does not signal any change in the insider's view of the company's future prospects.
Volume & Sentiment
- Expected Volume Impact: None. This was not an open-market transaction.
- Sentiment Indicator: Neutral. Gifts are typically viewed as personal financial planning and do not carry bullish or bearish sentiment.
Additional Context
Transaction Notes
- The transaction was coded as 'G', indicating a bona fide gift. Such transactions are common for estate planning or charitable purposes and are not indicative of market sentiment.
Get Real-Time Alerts
Join our community to receive instant notifications when high-significance filings are published
Important Disclaimer
This content is drawn from public SEC filings and may contain errors. It is for informational purposes only and is not investment, legal, or tax advice.
Nothing here is a recommendation to buy, sell, or hold any security. Do your own due diligence.