SEC Filing Analysis: MATRIX ASSET ADVISORS INC/NY

Executive Summary

• Trading Significance: Medium
• Key Takeaway: Matrix Asset Advisors Inc/NY filed its quarterly Form 13F-HR, disclosing $1.08 billion in managed assets across 107 holdings as of September 30, 2025.
• Market Impact: The filing reveals a portfolio with significant concentration in large-cap technology and financial services companies, indicating a bullish stance on these sectors. This information is valuable for tracking institutional sentiment but is backward-looking.

Filer Information

Field	Value
Filer Name	MATRIX ASSET ADVISORS INC/NY
CIK	0001016287
Total Assets	$1,078,106,000
Number of Holdings	107

Portfolio Summary

This Form 13F-HR is a mandatory quarterly report for institutional investment managers with at least $100 million in assets under management. It discloses their long positions in publicly traded securities.

Field	Value
Form Type	13F-HR
Filing Date	2025-10-14
Period of Report	2025-09-30
Total Portfolio Value	$1,078,106,000

Top 5 Holdings by Market Value

Issuer	Ticker	Value (USD)	Shares
Microsoft Corp	MSFT	$73,512,767	141,930
EA Series Trust	N/A	$48,392,675	414,268
JPMorgan Chase & Co.	JPM	$43,776,278	138,783
Morgan Stanley	MS	$42,669,366	268,428
Alphabet Inc (Class C)	GOOG	$39,115,177	160,604

Market Impact Analysis

Portfolio Strategy Indicator

• Direction: Bullish on Large-Cap Tech & Financials
• Reasoning: The top holdings, including Microsoft, JPMorgan, Morgan Stanley, and Alphabet, constitute a significant portion of the portfolio's value. This concentration suggests a belief in the continued strength and stability of these established market leaders.

Sector Concentration

• Primary Sectors: Information Technology, Financials.
• Sentiment Indicator: The portfolio is heavily weighted towards blue-chip stocks, indicating a strategy that likely balances growth with stability. The inclusion of various ETFs (iShares, Vanguard, SPDR) also points to a diversified approach within broader market segments.

Investment Insights

Positive Market Indicators

• High-Quality Holdings: The portfolio is dominated by well-established, profitable companies with strong market positions.
• Diversification: While concentrated at the top, the presence of 107 holdings and numerous ETFs shows a broad diversification strategy.
• Internal Fund: The second-largest holding, "EA SERIES TRUST," appears to be an internal or affiliated fund, suggesting a significant portion of assets are managed within a proprietary structure.

Risk Factors & Limitations

• Backward-Looking Data: The holdings are reported as of September 30, 2025. The fund may have altered these positions since that date.
• Long Positions Only: 13F filings do not include short positions, cash, or other asset classes, providing an incomplete picture of the fund's overall strategy.
• No Transaction Data: The filing shows a snapshot in time and does not detail the individual buy or sell transactions that led to these positions.

Key Takeaways

1. Substantial AUM: Matrix Asset Advisors manages a significant portfolio of over $1 billion.
2. Blue-Chip Focus: The fund's strategy is heavily reliant on the performance of major US technology and financial companies.
3. Diversified Core: Beyond the top names, the fund utilizes a wide range of ETFs to gain exposure to different market caps and styles (e.g., value, growth, small-cap).

Contextual Analysis

Filing Significance

A 13F-HR filing is a transparency tool that allows the public to see the holdings of large institutional investors. It is a valuable resource for understanding institutional sentiment and identifying trends in asset allocation.

Filer Context

Matrix Asset Advisors Inc/NY is a registered investment advisor. This filing fulfills its regulatory requirement under Section 13(f) of the Securities Exchange Act of 1934.

Risk Assessment

Risk Level for Interpretation: Medium

Risk Factors in Using 13F Data

• Time Lag: Data can be up to 45 days old, making it a lagging indicator.
• Incomplete Picture: Excludes short sales, derivatives, and non-US securities, which could be part of a hedging strategy.
• "Window Dressing": Funds may adjust holdings at the end of a quarter for reporting purposes.

Market Considerations

• Macro Environment: The fund's heavy allocation to tech and financials should be viewed in the context of the broader economic outlook, including interest rate policies and sector-specific trends.
• Follower Risk: Simply copying a fund's holdings without understanding the underlying thesis or entry points is a high-risk strategy.

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IMPORTANT DISCLAIMER: This analysis is for informational purposes only and is not intended as investment advice. The information presented is based on publicly available SEC filings and should not be construed as a recommendation to buy, sell, or hold any securities. Past performance does not guarantee future results. All investments carry risk, including the potential loss of principal. Please consult with a qualified financial advisor before making any investment decisions.

Analysis generated on 2025-10-14 | Data source: SEC EDGAR