SEC Filing Analysis: ALBERT D MASON INC

Executive Summary

• Trading Significance: Low
• Key Takeaway: ALBERT D MASON INC filed a 13F-HR, disclosing $153.6 million in assets under management across 143 holdings for the quarter ending September 30, 2025. This is a standard institutional disclosure and is not indicative of a specific insider trade.
• Market Impact: The filing is unlikely to have a significant market impact due to the size of the firm and the routine nature of the disclosure. It provides transparency into the firm's investment positions.

Filer Information

Field	Value
Company	ALBERT D MASON INC
Ticker Symbol	null
CIK	0001169318
Type	Investment Manager

Holdings Summary

Field	Value
Form Type	13F-HR
Period of Report Date	2025-09-30
Total Holdings Value	$153,577,056
Number of Holdings	143

Top 5 Reported Holdings by Value

1. Alphabet Inc. Class C (GOOG): $5,342,269
2. KLA Corp. (KLAC): $3,770,732
3. Meta Platforms, Inc. (META): $3,305,057
4. Novartis AG ADR (NVS): $3,269,992
5. Cummins Inc. (CMI): $3,077,321

Market Impact Analysis

Stock Impact Prediction

• Direction: Neutral
• Reasoning: Form 13F-HR is a backward-looking report detailing holdings at the end of a quarter. The data is up to 45 days old and represents a snapshot, not a single market-moving transaction. It is primarily used for transparency and analysis of institutional ownership.

Volume & Sentiment

• Expected Volume Impact: Negligible. This type of filing does not typically drive trading volume.
• Sentiment Indicator: Neutral. The filing shows a diversified portfolio without an overly concentrated bet that would signal strong bullish or bearish sentiment on a particular stock.

Investment Insights

Portfolio Composition

• The portfolio is diversified across numerous sectors, with significant holdings in technology (Alphabet, KLA, Meta), industrials (Cummins, Snap-on), and healthcare (Novartis).
• The presence of both domestic and international securities (e.g., Novartis, Schneider Electric) indicates a global investment strategy.
• The manager holds positions in various security types, including common stock and American Depositary Receipts (ADRs).

Key Takeaways

1. Standard Disclosure: This is a routine, legally required disclosure for institutional managers exceeding $100 million in AUM.
2. Diversified Strategy: The 143 holdings suggest a strategy focused on diversification rather than high-conviction, concentrated positions.
3. Lagging Data: The information is as of September 30, 2025, and may not reflect the firm's current portfolio.

Contextual Analysis

Filing Significance

A Form 13F-HR (Holdings Report) must be filed quarterly by institutional investment managers with at least $100 million in equity assets under management. It discloses their long U.S. equity positions, providing a valuable look into what the 'smart money' owns. However, it does not show short positions, cash, or non-U.S. securities, and the data is not real-time.

Company Context

ALBERT D MASON INC is a Boston-based investment management firm. This filing provides a periodic update on its publicly traded equity portfolio.

Risk Assessment

Risk Level: Low

Informational Risks

• Timeliness: The data is over a month old at the time of filing and may not represent current holdings.
• Incomplete Picture: The filing does not include short positions, derivatives (other than certain options), or other asset classes, providing only a partial view of the manager's strategy.
• No 'Why': The filing shows what was held, but not why. The reasons for holding these positions are not disclosed.

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IMPORTANT DISCLAIMER: This analysis is for informational purposes only and is not intended as investment advice. The information presented is based on publicly available SEC filings and should not be construed as a recommendation to buy, sell, or hold any securities. Past performance does not guarantee future results. All investments carry risk, including the potential loss of principal. Please consult with a qualified financial advisor before making any investment decisions.

Analysis generated on 2025-10-15 | Data source: SEC EDGAR