Prudential Financial EVP Settles RSUs and Tax Withholding

Executive Summary

On November 3, 2026, Prudential Financial Inc ($PRU) filed a Form 4 disclosing equity award settlement activity for George P. Waldeck Jr., Executive Vice President. On October 31, 2026, Mr. Waldeck acquired 1,774 shares of common stock upon the vesting of restricted stock units (RSUs) and surrendered 823 shares to the issuer at $116.45 per share to cover withholding tax liabilities.

Transaction Breakdown

1. Derivative Conversion (Code M):

   • Security: 10/10/2023 Restricted Stock Units
   • Shares Converted: 1,774
   • Conversion Price: $0.00
   • Resulting Derivative Balance: 0 units remaining from this grant.

2. Tax Withholding (Code F):

   • Security: Common Stock
   • Shares Withheld: 823
   • Price Per Share: $116.45
   • Total Value Withheld: $95,838.35

3. Post-Transaction Ownership:

   • Direct Holdings: 70,784 shares of Common Stock.
   • Indirect Holdings: 364 shares held via 401(k) plan.

Market and Trading Significance

This filing carries Low trading significance. The transactions represent routine equity compensation vesting and mandatory tax withholding rather than discretionary open-market buying or selling.