Prudential Financial Director Christine A. Poon Acquires Deferred Stock Units and RSUs

Executive Summary

On September 14, 2026, Prudential Financial Inc ($PRU) filed a Form 4 reporting acquisitions by Director Christine A. Poon on September 10, 2026. The transactions consisted of acquisitions of derivative securities under the company's deferred compensation and equity plans for non-employee directors, totaling 231 shares/units valued at approximately $27,368.88.

Transaction Breakdown

1. Notional Shares - Mandatory:

   • Acquisition: 161 shares at $118.48 per share.
   • Post-Transaction Holdings: 13,840 shares.
   • Nature: Deferred stock units under the Issuer's deferred compensation plan for non-employee directors.

2. Notional Shares - Optional:

   • Acquisition: 49 shares at $118.48 per share.
   • Post-Transaction Holdings: 4,248 shares.
   • Nature: Elective deferred stock units payable in stock or cash.

3. 2026 Restricted Stock Units:

   • Acquisition: 21 units at $118.48 per share.
   • Post-Transaction Holdings: 1,798 units.
   • Nature: RSUs vesting the earlier of the annual meeting or May 12, 2027.

Trading Significance

• Significance Level: Low
• Context: These transactions reflect routine director compensation, fee deferrals, and dividend equivalents credited under Prudential's non-employee director compensation plans. They do not represent open-market discretionary buying or selling.