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Principal Financial Group Director Jonathan Auerbach Receives RSU Grant

Low SignificanceSeptember 29, 2026 at 9:27:04 PM UTC

PRINCIPAL FINANCIAL GROUP INC

$PFG4CIK: 0001126328

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Filing Summary

# Insider Transaction Alert: Principal Financial Group Inc (PFG)
**Insider**: Auerbach Jonathan (Director)
**Type**: Grant / Award (Code A)
**Shares**: 161
**Price**: $0.00
**Total Value**: $0.00
**Post-Transaction Holdings**: 23,112 shares
**Filing Date**: September 29, 2026

Comprehensive Analysis

Executive Summary

On September 29, 2026, Principal Financial Group Inc (NYSE: PFG) filed a Form 4 reporting that Director Jonathan Auerbach acquired 161 shares of Common Stock on September 25, 2026. The transaction was a routine grant of restricted stock units (RSUs) awarded at $0 per share, increasing direct ownership to 23,112 shares.

Transaction Details

  • Reporting Owner: Jonathan Auerbach
  • Role: Director
  • Transaction Code: A (Grant, award, or other acquisition)
  • Security: Common Stock
  • Volume: 161 shares
  • Price per Share: $0.00
  • Gross Value: $0.00
  • Ownership Post-Transaction: 23,112 direct shares

Analysis & Significance

This transaction represents a routine equity compensation award for board service rather than an open-market transaction. Due to the small size (161 shares) and non-discretionary nature of the RSU grant, it holds low trading significance for market participants and does not reflect a directional signal.

Topics:#PFG#PrincipalFinancial#InsiderTrading#StockAward#CorporateGovernance

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