Principal Financial Group Director Alfredo Rivera Receives Equity Grant
PRINCIPAL FINANCIAL GROUP INC
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Filing Summary
=== INSIDER TRANSACTION REPORT ===
Company: PRINCIPAL FINANCIAL GROUP INC (PFG)
Insider: RIVERA ALFREDO
Role: Director
Transaction: Grant (Code: A)
Security: Common Stock
Shares: 113
Price: $0.00
Total Value: $0.00
Post Holding: 16,624 shares (Direct)
Derivative: 24 phantom units @ $114.77 acquired
Significance: Low (Routine Director Grant)
Comprehensive Analysis
Insider Filing Analysis: Principal Financial Group Inc (NYSE: PFG)
Executive Summary
On September 29, 2026, Principal Financial Group Inc reported an insider transaction by Director Alfredo Rivera. The transaction, executed on September 25, 2026, consisted of a routine director award of 113 restricted stock units of Common Stock at $0.00 per share, as well as an acquisition of 24 phantom stock units under the Principal Deferred Compensation Plan for Non-Employee Directors at $114.77 per unit.
Key Transaction Details
- Non-Derivative Common Stock:
- Shares Acquired: 113 shares (Grant / Award, Transaction Code
A) - Price per Share: $0.00
- Direct Post-Transaction Holdings: 16,624 shares
- Shares Acquired: 113 shares (Grant / Award, Transaction Code
- Derivative Table (Phantom Stock Units):
- Units Acquired: 24 units
- Price per Share: $114.77
- Post-Transaction Derivative Holdings: 3,303 units
Market & Trading Significance
- Trading Significance: Low
- Rationale: The transaction represents standard director compensation, consisting of an award of restricted stock units and dividend/deferred compensation accruals under the company's deferred compensation plan. It does not reflect an open-market purchase or sale and carries minimal predictive signaling power regarding company performance.
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Important Disclaimer
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