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Principal Financial Group Officer Awarded Restricted Stock Units

Low SignificanceSeptember 29, 2026 at 4:41:51 PM EDT

PRINCIPAL FINANCIAL GROUP INC

$PFG4CIK: 0001126328

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Filing Summary

📊 Form 4 Filing: PRINCIPAL FINANCIAL GROUP INC ($PFG)

Insider: Friedrich Amy Christine (President - Benefits & Protect) Transaction Date: September 25, 2026 Type: Grant / Award (Code A) Shares: 577 @ $0.00 Total Value: $0.00 Shares Held After: 109,440 (Direct) | 4,142 (Indirect via 401(k))

Significance: Low (Routine equity award grant)

Comprehensive Analysis

Transaction Summary

On September 25, 2026, Amy Christine Friedrich, President - Benefits & Protect at Principal Financial Group Inc ($PFG), received an equity grant of 577 shares of Common Stock in the form of restricted stock units (RSUs) at an acquisition price of $0.00 per share.

Ownership Impact

  • Shares Acquired: 577
  • Post-Transaction Direct Ownership: 109,440 shares (including 3,331 shares previously acquired under the Employee Stock Purchase Plan)
  • Indirect Ownership: 4,142 shares held via 401(k) plan

Market Interpretation

This transaction reflects a standard compensatory grant of restricted stock units rather than an open-market purchase or sale. Because no cash transaction or open-market discretionary trading took place, this event is classified with low trading significance.

Topics:#PFG#PrincipalFinancial#InsiderTrading#Form4#SEC

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