Caterpillar Director Lynn J. Good Receives Phantom Stock Units in Lieu of Cash Retainer
CATERPILLAR INC
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Filing Summary
Caterpillar Inc. ($CAT) Form 4 filing shows Director Lynn J. Good acquired 30 Phantom Stock Units on 2026-09-30 at $821.01 per unit ($24,630.30 total value) in lieu of director cash compensation.
Comprehensive Analysis
Executive Summary
On October 1, 2026, Caterpillar Inc. (NYSE: CAT) filed a Form 4 detailing an acquisition of phantom stock units by Director Lynn J. Good. The transaction occurred on September 30, 2026, under the Caterpillar Inc. Directors' Deferred Compensation Plan.
Transaction Details
- Insider: Lynn J. Good (Director)
- Security: Phantom Stock Units
- Transaction Code: 'A' (Grant or award)
- Quantity: 30 units
- Price per Unit: $821.01
- Total Value: $24,630.30
- Post-Transaction Holdings: 30 phantom stock units
- Settlement Terms: Each unit represents the economic equivalent of one share of Caterpillar Inc. common stock and will be settled 100% in cash upon the director's retirement or separation from service.
Market & Trading Significance
This transaction carries Low trading significance. It reflects standard quarterly director compensation elected to be deferred into phantom stock rather than an open-market speculative purchase. The overall dollar value ($24,630.30) is routine board retainer fee conversion.
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Important Disclaimer
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