Caterpillar (CAT) Group President Jason Kaiser Reports Acquisition of Phantom Stock Units
CATERPILLAR INC
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Filing Summary
Caterpillar (CAT) insider Jason Kaiser (Group President) acquired 11 Phantom Stock Units at $821.93 per share, for a total value of $9,041. Following the transaction, Kaiser now directly holds 5,476 units. The transaction was related to a deferred compensation plan.
Comprehensive Analysis
On August 26, 2026, Jason Kaiser, a Group President at Caterpillar Inc. (CAT), acquired 11 Phantom Stock Units. The transaction was reported in a Form 4 filing with the SEC on August 27, 2026.
Transaction Details:
- Security: Phantom Stock Units, which are the economic equivalent of one share of Caterpillar common stock.
- Transaction Code: 'A' - indicating an acquisition.
- Shares: 11 units were acquired at a price of $821.93 per unit, resulting in a total transaction value of approximately $9,041.
- Ownership: Following this transaction, Mr. Kaiser's direct holdings of these derivative securities increased to 5,476 units.
Analysis: This acquisition was made under the company's non-qualified deferred compensation plan. According to the filing's footnotes, a portion of the shares were credited to the reporting person's account, while others were contributed as part of the plan's terms. As this is a routine transaction related to an employee compensation plan and not an open-market trade, its significance is considered low.
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