SEC Filing Analysis: McCarthy & Cox

Executive Summary

• Trading Significance: Low
• Key Takeaway: McCarthy & Cox, an institutional investment manager, filed its quarterly Form 13F-HR, reporting managed assets totaling approximately $438.3 million as of September 30, 2025. The filing is a standard regulatory disclosure and not indicative of a specific insider transaction.
• Market Impact: The direct market impact of this filing is expected to be neutral. 13F reports are backward-looking and represent positions held at the end of the previous quarter. They are used by analysts to track institutional sentiment and ownership trends over time.

Filer Information

Field	Value
Filer Name	McCarthy & Cox
CIK	0002020726
Type	Institutional Investment Manager

Holdings Summary

This Form 13F-HR is a quarterly report of institutional investment managers' holdings. It does not represent a single transaction but a snapshot of the portfolio at the end of the reporting period.

Field	Value
Form Type	13F-HR
Period of Report	2025-09-30
Total Holdings Value	$438,307,886
Number of Holdings	71

Top 5 Reported Holdings by Value

Issuer	Value (USD)	Shares
EA SERIES TRUST	$106,561,731	1,634,430
MFS ACTIVE EXCHANGE TRADED F	$56,012,433	1,989,784
T ROWE PRICE ETF INC	$38,910,777	1,032,116
J P MORGAN EXCHANGE TRADED F	$30,043,643	631,833
FIRST TR EXCHANGE-TRADED FD	$26,040,566	1,543,602

Market Impact Analysis

Stock Impact Prediction

• Direction: Neutral
• Reasoning: This is a routine, legally required disclosure of holdings. The data is over 45 days old and may not reflect the firm's current positions. Therefore, it is unlikely to cause any significant, immediate market reaction for the underlying securities.

Volume & Sentiment

• Expected Volume Impact: Minimal. No significant trading volume changes are expected in the listed securities based solely on this filing.
• Sentiment Indicator: Neutral. The filing provides a data point for institutional ownership but is not a direct bullish or bearish signal without comparison to previous filings to identify changes in positions.

Investment Insights

Portfolio Composition

• The portfolio shows a significant concentration in exchange-traded funds (ETFs), with the top holdings all being various trust and ETF products.
• The largest single position, EA SERIES TRUST, accounts for approximately 24.3% of the total reported value, indicating a high-conviction holding.
• The portfolio is diversified across 71 different securities, though heavily weighted towards the top positions.

Key Takeaways

1. Routine Disclosure: This filing fulfills the SEC's requirement for institutional managers over $100M AUM to disclose their long positions quarterly.
2. ETF-Heavy Strategy: The filer appears to utilize ETFs extensively as a core part of its investment strategy.
3. Backward-Looking Data: The information reflects positions as of September 30, 2025. The firm could have altered these positions since the reporting date.

Contextual Analysis

Filing Significance

Form 13F-HR (Holdings Report) is filed by institutional investment managers with at least $100 million in assets under management. It discloses their long positions in U.S. equities at the end of each calendar quarter. It does not include short positions, cash, or certain other holdings.

Data Limitations

The data is historical and provides a static snapshot. It does not show the timing of purchases or sales within the quarter, nor does it explain the investment thesis behind the positions.

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IMPORTANT DISCLAIMER: This analysis is for informational purposes only and is not intended as investment advice. The information presented is based on publicly available SEC filings and should not be construed as a recommendation to buy, sell, or hold any securities. Past performance does not guarantee future results. All investments carry risk, including the potential loss of principal. Please consult with a qualified financial advisor before making any investment decisions.

Analysis generated on 2025-10-14 | Data source: SEC EDGAR