SEC Filing Analysis: Edge Wealth Management LLC (13F-HR)

Executive Summary

• Trading Significance: Low
• Key Takeaway: Edge Wealth Management LLC filed its quarterly Form 13F-HR for the period ending September 30, 2025, disclosing $564.56 million in managed assets across 88 holdings. The portfolio is heavily weighted towards large-cap technology stocks and diversified ETFs.
• Market Impact: As a routine disclosure from a mid-sized asset manager, this filing is not expected to have a direct impact on the market or the individual securities listed. It serves as a data point for tracking institutional sentiment.

Filer Information

Field	Value
Company	Edge Wealth Management LLC
CIK	0001567163
Type	Institutional Investment Manager

Filing Details

Field	Value
Form Type	13F-HR (Holdings Report)
Filing Date	2025-10-14
Period of Report	2025-09-30
Total Portfolio Value	$564,562,837
Number of Holdings	88

Portfolio Summary: Top 10 Holdings

The following table lists the top 10 holdings by market value as of the reporting date.

Issuer	Ticker	Value (USD)	Shares
APPLE INC	AAPL	$46,907,110	184,217
ALPHABET INC	GOOGL	$44,398,092	182,633
MICROSOFT CORP	MSFT	$42,916,462	82,858
ISHARES TR PFD AND INCM SEC	PFF	$36,183,695	1,144,329
ISHARES TR 1 3 YR TREAS BD	SHY	$29,881,777	360,195
JPMORGAN CHASE & CO.	JPM	$27,995,954	88,755
ISHARES TR RUSSELL 2000 ETF	IWM	$27,883,000	115,238
WALMART INC	WMT	$22,333,718	216,706
BERKSHIRE HATHAWAY INC DEL	BRK.B	$20,496,710	40,770
BLACKROCK INC	BLK	$18,639,490	15,988

Portfolio Analysis

Sector & Asset Allocation

• High Concentration in Technology: The top three holdings—Apple, Alphabet, and Microsoft—represent approximately 23.8% of the total reported portfolio value, indicating a strong conviction in mega-cap technology.
• Significant ETF Usage: The portfolio includes substantial positions in various ETFs, such as those tracking preferred stock (PFF), short-term treasuries (SHY), and the Russell 2000 (IWM). This suggests a strategy of using ETFs for diversification and exposure to specific asset classes.
• Blue-Chip Holdings: Beyond tech, the portfolio includes stable, large-cap companies like JPMorgan Chase, Walmart, and Berkshire Hathaway, reflecting a core strategy based on established market leaders.

Contextual Analysis

What is a Form 13F-HR?

A Form 13F-HR is a mandatory quarterly report filed by institutional investment managers with at least $100 million in assets under management. It discloses their long positions in publicly traded U.S. securities. This filing provides transparency into the holdings of large investors but has limitations.

Limitations of 13F Data

1. Backward-Looking: The data is as of September 30, 2025, and may not reflect the firm's current portfolio.
2. No Short Positions: 13F filings do not require the disclosure of short positions, providing an incomplete picture of the manager's strategy.
3. Limited Scope: The report does not include cash positions, international securities not traded in the U.S., or other asset classes.

Conclusion

The Q3 2025 13F filing for Edge Wealth Management LLC paints a picture of a firm with a balanced approach, combining concentrated bets on leading technology companies with broad diversification through ETFs and other blue-chip stocks. While not a direct trading signal, the data confirms institutional interest in established market leaders.

---

IMPORTANT DISCLAIMER: This analysis is for informational purposes only and is not intended as investment advice. The information presented is based on publicly available SEC filings and should not be construed as a recommendation to buy, sell, or hold any securities. Past performance does not guarantee future results. All investments carry risk, including the potential loss of principal. Please consult with a qualified financial advisor before making any investment decisions.

Analysis generated on 2025-10-14 | Data source: SEC EDGAR