New England Pro Planning Group Discloses $218M in Q3 Holdings (13F)
New England Professional Planning Group Inc.
Filing Summary
New England Pro Planning Group Files Q3 13F Holdings Report
Filer: New England Professional Planning Group Inc. Form: 13F-HR | Filed: 2025-10-14 Period of Report: 2025-09-30 Significance: Medium
Portfolio Snapshot: • Total Value: $218,222,079 • Number of Holdings: 46
Key Insight: The firm filed its quarterly holdings, revealing a portfolio valued at over $218 million. The holdings are heavily concentrated in broad-market ETFs, particularly from iShares and JPMorgan, indicating a diversified, index-based strategy.
Top Holdings by Value:
- iShares CORE S&P 500 ETF
- J.P. Morgan International Research Enhanced Equity ETF
- iShares CORE S&P Mid-Cap ETF
This is PUBLIC SEC data for educational purposes. Not investment advice.
Comprehensive Analysis
SEC Filing Analysis: New England Professional Planning Group Inc. (13F-HR)
Executive Summary
- Trading Significance: Medium
- Key Takeaway: New England Professional Planning Group Inc. reported $218.22 million in assets under management as of Q3 2025, with a strong concentration in broad-market and factor-based ETFs.
- Portfolio Strategy: The filing suggests a core strategy built around diversified, low-cost index funds, primarily from iShares and JPMorgan, supplemented by positions in large-cap individual stocks.
Filer Information
| Field | Value |
|---|---|
| Filer Name | New England Professional Planning Group Inc. |
| CIK | 0001540867 |
| Report Type | 13F Holdings Report (13F-HR) |
| Filing Date | 2025-10-14 |
| Period of Report | 2025-09-30 |
Portfolio Overview
| Metric | Value |
|---|---|
| Total Market Value | $218,222,079 |
| Number of Holdings | 46 |
| Average Position Size | ~$4.74 million |
| Top 5 Holdings % of Portfolio | ~90.6% |
Top 5 Holdings Analysis
The portfolio is heavily weighted towards its top positions, which are all ETFs, indicating a strategy focused on broad market exposure rather than concentrated single-stock bets.
| # | Issuer | Value (USD) | Shares | % of Portfolio |
|---|---|---|---|---|
| 1 | ISHARES TR - CORE S&P500 ETF | $81,008,093 | 125,125 | 37.1% |
| 2 | J P MORGAN EXCHANGE TRADED F - INTRNL RES EQT | $54,389,527 | 759,048 | 24.9% |
| 3 | ISHARES TR - CORE S&P MCP ETF | $40,768,066 | 643,768 | 18.7% |
| 4 | ISHARES TR - CORE S&P SCP ETF | $19,768,169 | 171,220 | 9.1% |
| 5 | ISHARES TR - CORE MSCI TOTAL | $2,353,295 | 30,425 | 1.1% |
Investment Insights
Key Observations
- Dominance of ETFs: The top 5 holdings, constituting over 90% of the portfolio's value, are all Exchange-Traded Funds. This highlights a preference for diversification and passive management.
- Market-Cap Diversification: The firm holds ETFs tracking the S&P 500 (large-cap), S&P Mid-Cap, and S&P Small-Cap, covering the full spectrum of the U.S. equity market.
- International Exposure: The second-largest holding is a JPMorgan international equity ETF, indicating a significant allocation to non-U.S. markets.
- Individual Stock Positions: Beyond the core ETF holdings, the firm holds smaller positions in well-known large-cap stocks such as Apple Inc. ($1.26M), Exxon Mobil Corp ($1.12M), and Tesla Inc. ($0.89M). These appear to be satellite positions around the core ETF strategy.
Contextual Analysis
Filing Significance
A 13F-HR filing is a mandatory quarterly report for institutional investment managers with over $100 million in qualifying assets. It provides a snapshot of the manager's long positions in publicly traded securities at the end of a calendar quarter. It is a valuable tool for observing institutional sentiment and investment trends but does not show short positions, cash, or the exact timing of trades within the quarter.
Filer Profile
New England Professional Planning Group Inc. is a Rhode Island-based investment advisor. With an AUM of $218 million, it operates as a regional advisory firm. Its investment strategy, as revealed in this filing, appears to be conservative and aligned with modern portfolio theory, emphasizing broad diversification through ETFs.
IMPORTANT DISCLAIMER: This analysis is for informational purposes only and is not intended as investment advice. The information presented is based on publicly available SEC filings and should not be construed as a recommendation to buy, sell, or hold any securities. Past performance does not guarantee future results. All investments carry risk, including the potential loss of principal. Please consult with a qualified financial advisor before making any investment decisions.
Analysis generated on 2025-10-14 | Data source: SEC EDGAR
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Important Disclaimer
This content is drawn from public SEC filings and may contain errors. It is for informational purposes only and is not investment, legal, or tax advice.
Nothing here is a recommendation to buy, sell, or hold any security. Do your own due diligence.