DKM Wealth Management Reveals $125M Q3 Portfolio in 13F Filing
DKM Wealth Management, Inc.
Filing Summary
DKM Wealth Management Reveals $125M Q3 Portfolio
Filer: DKM Wealth Management, Inc. Form: 13F-HR | Filed: 2025-10-10 Significance: Medium
Portfolio Snapshot (as of 2025-09-30): • Total Value: $124,581,991 • Number of Holdings: 65
Top 5 Holdings by Value:
Thornburg Incm Builder Opp T: $18.7MT Rowe Price ETF Inc: $14.3MTidal Trust I: $9.2MiShares TR (Core S&P TTL STK): $7.2MiShares TR (Core S&P500 ETF): $7.1M
Key Insight: The filing reveals a diversified portfolio with a significant concentration in income-focused funds and broad-market ETFs, suggesting a balanced to conservative investment strategy for the quarter.
This is PUBLIC SEC data for educational purposes. Not investment advice.
Comprehensive Analysis
SEC Filing Analysis: DKM Wealth Management, Inc.
Executive Summary
- Trading Significance: Medium
- Key Takeaway: DKM Wealth Management, Inc. filed its quarterly Form 13F-HR, disclosing $124.6 million in assets under management across 65 holdings as of September 30, 2025. The portfolio shows a strong emphasis on income-generating funds and broad-market ETFs.
- Market Impact: As a standard institutional disclosure, this filing provides a snapshot of a mid-sized wealth manager's positioning. It is unlikely to cause significant market movement but offers insight into institutional strategy, which appears to be diversified and risk-managed.
Filer Information
| Field | Value |
|---|---|
| Filer Name | DKM Wealth Management, Inc. |
| CIK | 0002055833 |
| Type | Institutional Investment Manager |
Portfolio Summary
| Field | Value |
|---|---|
| Form Type | 13F-HR |
| Period of Report | 2025-09-30 |
| Total Portfolio Value | $124,581,991 |
| Total Number of Holdings | 65 |
Top Holdings Analysis
The top holdings constitute a significant portion of the portfolio and are primarily composed of ETFs and mutual funds, indicating a strategy of diversification and professional management.
| Issuer | Value (USD) | Shares Held |
|---|---|---|
| THORNBURG INCM BUILDER OPP T | $18,717,948 | 941,073 |
| T ROWE PRICE ETF INC | $14,341,015 | 380,398 |
| TIDAL TRUST I | $9,219,011 | 368,908 |
| ISHARES TR (CORE S&P TTL STK) | $7,186,455 | 49,341 |
| ISHARES TR (CORE S&P500 ETF) | $7,115,891 | 10,632 |
Investment Insights
Positive Market Indicators
- Diversification: The portfolio is spread across 65 positions, reducing single-stock risk.
- ETF Utilization: Heavy use of broad-market ETFs (iShares, Vanguard) suggests a cost-effective, passive core strategy.
- Income Focus: The largest holding is an income-focused fund, which may appeal to investors seeking yield in the current market environment.
Risk Factors
- Concentration Risk: The top holding, Thornburg Income Builder, represents approximately 15% of the total portfolio value. The top five holdings account for over 45% of the AUM.
- Market Correlation: A significant portion of the portfolio is invested in broad-market index funds, meaning the portfolio's performance will be highly correlated with the overall market (e.g., S&P 500).
Key Takeaways
- Strategy is ETF-Driven: The core of the portfolio is built on diversified ETFs, indicating a preference for passive management and broad market exposure.
- Individual Stock Picks: While ETF-heavy, the fund also holds positions in major individual companies like Apple ($5.8M), Tesla ($1.2M), Amazon ($1.1M), and NVIDIA ($0.85M), showing active selection in satellite positions.
- Conservative to Balanced Profile: The mix of income funds, broad-market ETFs, and blue-chip tech stocks suggests a balanced risk profile, aiming for capital appreciation while managing downside risk.
Contextual Analysis
Filing Context
This Form 13F-HR is a mandatory quarterly filing for institutional investment managers with over $100 million in qualifying assets. It provides a transparent look at the firm's holdings at the end of the quarter.
Market Conditions
This filing reflects the firm's positioning at the end of Q3 2025. This data can be used to gauge institutional sentiment leading into the final quarter of the year.
Risk Assessment
Portfolio Risk Level: Medium
Risk Factors
- Market Risk: High exposure to broad-market ETFs makes the portfolio susceptible to systemic market downturns.
- Interest Rate Sensitivity: Holdings in bond ETFs and income funds are sensitive to changes in interest rates.
- Concentration in Funds: While diversified by underlying assets, the portfolio is concentrated in a small number of fund managers (Thornburg, T. Rowe Price, iShares).
IMPORTANT DISCLAIMER: This analysis is for informational purposes only and is not intended as investment advice. The information presented is based on publicly available SEC filings and should not be construed as a recommendation to buy, sell, or hold any securities. Past performance does not guarantee future results. All investments carry risk, including the potential loss of principal. Please consult with a qualified financial advisor before making any investment decisions.
Analysis generated on 2025-10-10 | Data source: SEC EDGAR
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Important Disclaimer
This content is drawn from public SEC filings and may contain errors. It is for informational purposes only and is not investment, legal, or tax advice.
Nothing here is a recommendation to buy, sell, or hold any security. Do your own due diligence.