SEC Filing Analysis: Fermata Advisors, LLC

Executive Summary

• Trading Significance: Low
• Key Takeaway: Fermata Advisors, LLC has filed its quarterly Form 13F-HR, disclosing $394.4 million in assets under management across 211 positions as of September 30, 2025. The filing provides a snapshot of the firm's investment strategy, which appears heavily diversified and weighted towards large-cap stocks and various Exchange Traded Funds (ETFs).
• Market Impact: As a routine quarterly disclosure from a moderately-sized investment advisor, this filing is expected to have a neutral to low impact on the broader market or the individual securities listed.

Filer Information

Field	Value
Filer Name	Fermata Advisors, LLC
CIK	0001859259
Total Portfolio Value	$394,393,391
Signatory	Daren Blonski, Managing Principal

Filing Details

Field	Value
Form Type	13F-HR (Holdings Report)
Filing Date	2025-10-09
Period of Report Date	2025-09-30
Number of Holdings	211

Portfolio Summary

This filing is a statement of holdings and does not represent individual buy or sell transactions. The top five holdings by market value as of the reporting date were:

#	Issuer	Security Type	Value (USD)
1	Apple Inc.	Common Stock	$13,640,492
2	J P Morgan Exchange Traded Fund (JEPI)	Equity Premium ETF	$13,109,880
3	Dimensional ETF Trust (DFAI)	International Core Equity ETF	$12,740,431
4	MFS Active Exchange Traded Fund	Core Plus Bond ETF	$12,291,130
5	VanEck ETF Trust (MOAT)	Morningstar Wide Moat ETF	$12,091,170

Market Impact Analysis

Stock Impact Prediction

• Direction: Neutral
• Reasoning: Form 13F filings are backward-looking, showing positions held at the end of the previous quarter. They are used by the market to gauge institutional sentiment but rarely cause immediate price action unless a highly influential investor (e.g., Berkshire Hathaway, Pershing Square) discloses a significant new or exited position. Fermata Advisors' size does not typically move markets.

Volume & Sentiment

• Expected Volume Impact: Negligible. This filing is unlikely to trigger significant trading volume in the underlying securities.
• Sentiment Indicator: Neutral. The report shows continued investment in a diversified basket of well-known stocks and ETFs, reflecting a standard asset management strategy rather than a concentrated bullish or bearish bet.

Investment Insights

Portfolio Composition

• The portfolio is highly diversified across 211 positions, minimizing single-stock risk.
• A significant portion of the assets is allocated to ETFs, indicating a strategy that seeks broad market exposure across different asset classes (US equity, international equity, bonds, alternatives).
• The largest single-stock holding is Apple Inc., a common cornerstone position in many institutional portfolios.

Key Takeaways

1. Diversification is Key: Fermata Advisors employs a heavily diversified strategy, relying on ETFs for exposure to various market segments.
2. No Concentrated Bets: The top holdings, while substantial, represent a small percentage of the total AUM, indicating a risk-managed approach.
3. Standard Institutional Disclosure: This filing is a routine, compliance-driven report and should be interpreted as a snapshot of portfolio allocation rather than an actionable trading signal.

Contextual Analysis

Filing Significance

A Form 13F-HR is a mandatory quarterly report for institutional investment managers with at least $100 million in equity assets under management. It discloses their long positions in publicly traded US securities. It does not include short positions, cash, or certain other asset types.

Company Context

Fermata Advisors, LLC is a registered investment advisor based in Sonoma, CA. This filing is part of its regular SEC reporting requirements.

Risk Assessment

Risk Level: Low

Risk Factors

• The primary risk associated with interpreting this filing is misunderstanding its nature. It is not a real-time trading log but a static, quarter-end snapshot.
• Decisions based on this data would be based on outdated information, as the positions could have changed since the September 30, 2025 reporting date.
• The filing does not provide a complete picture of the firm's strategy, as it excludes short positions and other non-equity assets.

---

IMPORTANT DISCLAIMER: This analysis is for informational purposes only and is not intended as investment advice. The information presented is based on publicly available SEC filings and should not be construed as a recommendation to buy, sell, or hold any securities. Past performance does not guarantee future results. All investments carry risk, including the potential loss of principal. Please consult with a qualified financial advisor before making any investment decisions.

Analysis generated on 2025-10-09 | Data source: SEC EDGAR