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Rockwell Automation VP & Controller Earns Performance Share Award

Low SignificanceOctober 5, 2026 at 6:06:15 PM EDT

ROCKWELL AUTOMATION, INC

$ROK4CIK: 0001024478

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Filing Summary

📊 Form 4 Alert: Rockwell Automation, Inc ($ROK) Insider: Riesterer Terry L. (Vice President and Controller) Action: Acquisition (Performance Shares Award) Quantity: 645 shares Price: $0.00 Filing Date: 2026-10-05 Significance: Low (Equity incentive performance payout determination)

Comprehensive Analysis

Executive Summary

On October 5, 2026, Terry L. Riesterer, Vice President and Controller of Rockwell Automation, Inc ($ROK), filed a Form 4 detailing an equity award acquisition of 645 performance shares effective October 1, 2026.

Transaction Details

  • Security: Performance Shares (each representing a contingent right to receive one share of Common Stock or cash equivalent)
  • Transaction Code: 'A' (Grant/Award)
  • Number of Shares: 645
  • Execution Price: $0.00
  • Post-Transaction Holdings: 645 performance shares directly held
  • Vesting Terms: Granted originally on December 4, 2023, the payout was determined following the conclusion of a three-year relative TSR performance period versus the S&P 500 Index. These earned shares are scheduled to vest on December 4, 2026, contingent upon continued employment.

Significance & Market Impact

This transaction reflects the standard determination and earning of performance-based equity compensation previously granted under the company's long-term incentive plan. Because it represents a non-discretionary equity incentive grant payout rather than an open-market purchase or sale, its direct predictive value for stock performance is Low.

Topics:#ROK#RockwellAutomation#SEC#Form4#InsiderTrading#CorporateGovernance

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