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Rockwell Automation SVP Robert Buttermore Earns 2,453 Performance Shares

Low SignificanceOctober 5, 2026 at 6:06:15 PM EDT

ROCKWELL AUTOMATION, INC

$ROK4CIK: 0001024478

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Filing Summary

=== SEC Form 4: Rockwell Automation, Inc. (ROK) ===
Insider       : Buttermore Robert L.
Title         : SVP,Chief Supply Chain Officer
Date          : 2026-10-01
Transaction   : Award (A)
Security      : Performance Shares
Shares Earned : 2,453
Price         : $0.00
Post-Ownership: 2,453 performance shares
Significance  : Low (Routine Performance Award Earnout)

Comprehensive Analysis

Executive Summary

On October 1, 2026, Robert L. Buttermore, Senior Vice President and Chief Supply Chain Officer of Rockwell Automation, Inc. ($ROK), was credited with 2,453 performance shares following the completion of a three-year performance measurement period. The transaction was reported on Form 4 on October 5, 2026.

Transaction Details

  • Security: Performance Shares (convertible 1-for-1 into Common Stock)
  • Transaction Code: A (Grant, award, or other acquisition)
  • Shares Acquired: 2,453
  • Transaction Price: $0.00
  • Vesting Date: December 4, 2026
  • Post-Transaction Holdings: 2,453 performance shares held directly

Award Background & Performance Metrics

According to footnote disclosures, these performance shares originated from an equity grant awarded on December 4, 2023. The eventual payout (ranging from 0% to 200% of target) was tied to Rockwell Automation's total shareowner return relative to the S&P 500 Index across a three-year period. Following evaluation of the metrics, 2,453 shares were earned, which remain scheduled to vest on December 4, 2026, subject to continued employment.

Market & Trading Significance

This transaction carries Low trading significance as it represents standard executive equity compensation earnout rather than open-market buying or selling activity.

Topics:#ROK#RockwellAutomation#InsiderTrading#Form4#ExecutiveCompensation

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