Rockwell Automation CLO Earns 3,371 Performance Shares Following 3-Year Cycle

Rockwell Automation, Inc. (ROK) Executive Compensation Filing Analysis

Transaction Overview

On October 1, 2026, Rebecca W. House, Senior Vice President, Chief Legal Officer, and Secretary of Rockwell Automation, Inc., reported the acquisition of 3,371 performance shares under transaction code A (Grant, award, or other acquisition pursuant to Rule 16b-3(d)). The performance shares carry an exercise price of $0.00 and directly convert into common stock on a 1-for-1 basis upon vesting.

Performance Details

According to the footnotes:

• The grant originated on December 4, 2023, with a 3-year performance evaluation period based on Rockwell Automation's total shareowner return relative to the S&P 500 Index.
• Following the completion of the 3-year period on September 30/October 1, 2026, the performance achievement was finalized, resulting in 3,371 performance shares earned.
• These shares remain subject to time-based vesting until December 4, 2026.

Market Impact & Significance

This filing reflects a standard performance award determination and does not represent open-market buying or selling activity. Because this is a scheduled equity compensation vesting calculation rather than a discretionary market purchase, the trading significance is classified as Low.