Jordan Canfield Reynolds Files Initial Form 3 as SVP Lifecycle Services at Rockwell Automation ($ROK)

Rockwell Automation, Inc. ($ROK) – Initial Statement of Beneficial Ownership (Form 3)

Overview

On October 5, 2026, Jordan Canfield Reynolds, Senior Vice President of Lifecycle Services at Rockwell Automation, Inc., filed an initial statement of beneficial ownership on SEC Form 3 following appointment as a Section 16 reporting officer effective October 1, 2026.

Direct Stock Ownership

• Common Stock: 1,044 shares owned directly.

Derivative Securities & Equity Awards

Mr. Reynolds holds multiple tranches of equity awards under company incentive plans:

1. Stock Options (Right to Buy):

   • 559 shares @ $279.50 exercise price, expiring 2033-12-04
   • 1,284 shares @ $297.10 exercise price, expiring 2034-12-05
   • 1,921 shares @ $402.22 exercise price, expiring 2035-12-08
   • Total Options: 3,764 shares

2. Restricted Stock Units (RSUs):

   • 7 distinct RSU grants totaling 8,844 RSUs, vesting in three equal annual installments from their respective initial exercise dates through 2029.

3. Performance Shares:

   • 217 shares vesting 2026-12-04
   • 413 shares vesting 2027-12-05
   • 508 shares vesting 2028-12-08
   • Total Performance Shares: 1,138 shares (subject to service conditions and performance criteria)

Significance & Market Impact

As this is an initial Form 3 filing disclosing existing accumulated equity holdings rather than open-market transactions, it represents a routine regulatory disclosure with low market impact.