Nu Holdings Chief Risk Officer Disposes Shares for Tax Withholding
Nu Holdings Ltd.
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Filing Summary
NU Chief Risk Officer Henrique Camossa Saldanha Fragelli surrendered 13,118 Class A ordinary shares at $13.29 per share ($174,338 total) on 2026-10-23 to cover tax withholding obligations (Code F). Direct holdings following the event stand at 966,328 shares (including 905,738 unvested RSUs), alongside 3,450,000 indirect shares held via HFRN Investments Inc.
Comprehensive Analysis
Transaction Overview
On October 23, 2026, Henrique Camossa Saldanha Fragelli, Chief Risk Officer of Nu Holdings Ltd. (NYSE: NU), disposed of 13,118 Class A ordinary shares at a price of $13.29 per share, totaling $174,338.22.
Nature of Transaction
The transaction was executed under Transaction Code F, which signifies shares withheld or surrendered to satisfy tax liabilities associated with the vesting of equity awards. This is a non-discretionary, automated administrative withholding rather than an open-market sale.
Post-Transaction Holdings
- Direct Ownership: 966,328 Class A ordinary shares, which includes 905,738 shares underlying unvested Restricted Share Units (RSUs).
- Indirect Ownership: 3,450,000 Class A ordinary shares held through HFRN Investments Inc.
Market Impact & Significance
The filing indicates Low market significance as the transaction represents routine tax withholding rather than discretionary insider selling.
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Important Disclaimer
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