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Johnson Controls Files Initial Statement of Beneficial Ownership for New Chief Legal Officer

Low SignificanceNovember 2, 2026 at 3:45:59 PM EST

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Filing Summary

šŸ“‹ Form 3 Initial Statement of Beneficial Ownership: Johnson Controls International plc (NYSE: JCI)

• Insider: Kathryn K. Rowen • Title: Chief Legal Officer • Filing Date: November 2, 2026 • Beneficial Ownership: 0 shares (No securities beneficially owned)

Note: This is a routine initial ownership disclosure upon assuming an executive officer role.

Comprehensive Analysis

Executive Summary

On November 2, 2026, Johnson Controls International plc (NYSE: JCI) submitted an initial statement of beneficial ownership of securities on Form 3 for Kathryn K. Rowen, who has been designated as the company's Chief Legal Officer.

Key Filing Details

  • Reporting Person: Kathryn K. Rowen
  • Role: Chief Legal Officer
  • Period of Report / Event Date: November 2, 2026
  • Reported Holdings: Zero (0) equity securities or derivative positions beneficially owned at the time of appointment.

Market and Trading Significance

This filing represents a standard regulatory requirement following an executive appointment under Section 16(a) of the Securities Exchange Act of 1934. Because no transactions took place and no existing equity stake was reported, this filing carries Low trading significance and has no immediate impact on share supply or market valuation.

Topics:#JCI#JohnsonControls#Form3#InsiderTrading#CorporateGovernance

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