State Street EVP & Chief Risk Officer Bradford Hu Sells $1.2M in Common Stock

Executive Summary

On October 28, 2026, State Street Corp ($STT) filed a Form 4 reporting that EVP and Chief Risk Officer Bradford Hu sold 7,099 shares of common stock on October 26, 2026. The shares were sold at a price of $168.63 each, resulting in gross proceeds of approximately $1.20 million. Following the sale, Hu directly retains 42,695 shares.

Transaction Details

• Security: Common Stock
• Transaction Type: Open-market sale (Transaction Code 'S')
• Shares Sold: 7,099
• Execution Price: $168.63
• Total Transaction Value: $1,197,104.37
• Post-Transaction Direct Ownership: 42,695 shares

Context & Significance

• Pre-Scheduled Trading Plan: The transaction was executed under a Rule 10b5-1 trading plan established on February 24, 2026. Because Rule 10b5-1 plans are adopted well in advance to execute scheduled transactions regardless of non-public information, this sale carries low discretionary signaling value.
• Position Impact: Hu liquidated approximately 14.25% of his prior 49,794-share holding, retaining a substantial balance of 42,695 shares.
• Overall Rating: Medium, reflecting the significant dollar value ($1.2M+) offset by the scheduled, pre-planned nature of the disposition.