State Street Chairman & CEO Ronald P. O'Hanley Sells $2.40M in Common Stock Under 10b5-1 Plan

Overview & Executive Summary

On October 20, 2026, Ronald P. O'Hanley, Chairman, Chief Executive Officer, and President of State Street Corp (NYSE: STT), executed an open-market sale of 14,554 shares of common stock at a price of $164.60 per share, totaling approximately $2,395,588.40.

The transaction was disclosed in a Form 4 filed with the U.S. Securities and Exchange Commission on October 22, 2026.

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Transaction Details

• Security: Common Stock
• Transaction Type: Open Market Sale (S)
• Shares Disposed: 14,554
• Execution Price: $164.60
• Aggregate Consideration: $2,395,588.40
• Ownership Post-Transaction:
  • Direct Ownership: 215,905 shares
  • Indirect Ownership (Trust): 70,327 shares
  • Total Beneficial Ownership: 286,232 shares

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Rule 10b5-1 Trading Plan

Footnote disclosures specify that this disposition was executed under a pre-established Rule 10b5-1 trading plan entered into on November 26, 2025. Rule 10b5-1 plans allow corporate insiders to set up automated, pre-scheduled trading instructions at a time when they are not in possession of material non-public information, minimizing potential concerns over discretionary market timing.

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Significance & Market Context

• Significance Level: Medium
• While any transaction conducted by a sitting Chairman & CEO attracts market attention, the utilization of a Rule 10b5-1 plan adopted nearly eleven months prior indicates routine, planned portfolio diversification rather than an ad-hoc reaction to near-term business conditions.
• Following this sale, Mr. O'Hanley continues to hold substantial equity in State Street Corp, retaining over 286,000 shares across direct and trust-held accounts valued at upwards of $47 million at current price levels.